GRT Alerts

ASX Updates Listing Rules

Companies must comply by 30 September 2022 Who should read this?Anybody responsible for liaising with ASX on behalf of a listed entity. What is new?In 2019 the ASX announced intended changes to the Listing Rules with respect to enhanced requirements for parties...

GRT Alert – ASIC Warnings on Greenwashing

Regulation of ESG related disclosures is a rapidly evolving area globally.  This week, ASIC made a significant foray into the area, with the release of Information Sheet 271: How to avoid greenwashing when offering or promoting sustainability-related products.  The...

‘Pump and Dump’ Traders Beware! ASIC obtains landmark conviction

Who should read this?Investors, CEOs, CFOs, financial advisors, and general counsels for listed companies. What happened?ASIC has prosecuted a trader who worked to manipulate the market through the pump and dump of stocks. The conviction was brought under the...