GRT Alerts

ASX Updates Listing Rules

Companies must comply by 30 September 2022 Who should read this?Anybody responsible for liaising with ASX on behalf of a listed entity. What is new?In 2019 the ASX announced intended changes to the Listing Rules with respect to enhanced requirements for parties...

GRT Alert – ASIC Warnings on Greenwashing

Regulation of ESG related disclosures is a rapidly evolving area globally.  This week, ASIC made a significant foray into the area, with the release of Information Sheet 271: How to avoid greenwashing when offering or promoting sustainability-related products.  The...

‘Pump and Dump’ Traders Beware! ASIC obtains landmark conviction

Who should read this?Investors, CEOs, CFOs, financial advisors, and general counsels for listed companies. What happened?ASIC has prosecuted a trader who worked to manipulate the market through the pump and dump of stocks. The conviction was brought under the...

ASX Listing Rules: Changes to Oil and Gas Reporting Requirements

Who should read this?CFOs, company secretaries, and general counsels for listed resource companies.What are the changes? The ASX Listing Rules have advised changes to reporting requirements that may affect you in the new financial year.In addition to the existing...